Episode 69

Regulatory update – where are we at the end of 2024?

By:
Podcast-imagery
In our final episode of the year, David Morrey and Ben Farmer discuss the latest updates on the motor finance saga, where the Supreme Court has expedited an appeal involving Close Brothers, and the FCA's involvement in urging a swift resolution.
Contents

The conversation also covers other topics related to this regulator:

  • Consumer Duty feedback, and review of it in annual reports
  • Insight on complaints and root cause analysis
  • Consultation on the 'name and shame' rules
  • Changes around MiFID in the FCA handbook

Other topics include reporting requirements for life insurers, advice guidance boundary review, and the Barclays fine settlement related to the Qatari investment disclosure case. 

Read more about these updates 

Leave to appeal motor finance to Supreme Court, FCA open letter Letter to Supreme Court: support for application for expedition - Enforcement update

2024-2025 priorities for Consumer Duty

The FCA on the Consumer Duty in board reports

Complaints root cause analysis and areas for improvement

CP24/24 MIFID Ord Regulation

PRA CP on liquidity reporting for insurance

CP 24/27 advice guidance boundary

Listen to the episode

Subscribe to the series today

Spotify Amazon Apple

 

Visit our Risk and Regulation Unravelled podcast